Print Page
Dundas & Wilson
Expertise
We work as a team to find effective business solutions for our clients. To find out how we might work together, review our areas of expertise.

 

Enforcement

Assimilating large amounts of evidence that regulatory investigations produce, accompanying staff to FSA interviews, responding to FSA interim reports, attending the Regulatory Decisions Committee and dealing with Tribunal proceedings are things that our team can do to help and support clients through difficult and often stressful enforcement procedures.

With 15 years' experience behind us, we have acted for life assurers, asset managers, banks and stock brokers who have been subject to regulatory investigation and disciplinary actions and we have worked in a wide variety of areas including: packaged product mis-selling, back office administration, anti-money laundering procedures, market abuse and capital adequacy.




Copyright © 2008 - 2013 Dundas & Wilson CS LLP and Dundas & Wilson LLP
Technology by Unified Solutions.